Assistant Vice President, Compliance Urgent job

Assistant Vice President, ComplianceUrgent job

Thương lượng 1111 lượt xem - Hết hạn trong 26 ngày

Các Phúc Lợi Dành Cho Bạn

Candidate will be coached in a multinational working environment of a top Japanese bank
The compensation and other benefits are attractive.

Mô Tả Công Việc

a. Compliance function
• Establish, maintain and supervise the implementation of compliance framework and systems in line with Head office and regulatory requirements
• Prepare/review compliance reporting, compliance risk assessment and compliance action plan;
• Implement compliance activities in line with approved plan; Oversee and monitor the implementation of compliance projects/programs and make revision to the program/projects;
• Provide advisory and reviews from compliance perspectives on products, services, initiatives, identifying legal and compliance risks associated in these products, services, initiatives and ensuring they are well addressed by relevant stakeholders.
• Provide oversight on implementation of compliance requirements, identify actual/potential compliance issues and work closely with relevant stakeholders until matters are properly resolved;
• Prepare training materials on regulatory compliance and Head Office Compliance and conduct training to staff as required;
• Review Compliance Manual and other policies, procedures of the Bank from compliance perspectives.
• Keep updated with new/changed/draft regulations and laws impacting the bank’s business and operations, summarize changes in regulations, its impact to the bank and communicate them to the impacted departments/stakeholders. Work with impacted departments on actions to be taken to address regulatory changes in a timely manner and follow up on implementation of regulatory changes
• Ensure regulatory requests are timely communicated to relevant departments/stakeholders and follow up to ensure they are attended by relevant departments/stakeholders

b. Corporate Governance tasks
• Prepare and submit application/dossier with SBV and/or other relevant regulatory bodies for licensing/approval and follow up for approval
• Update business registration for the bank on timely basis

c. Relationship with local regulator
• Develop and maintain good relationship with local authorities governing the bank’s activities
• Contact local regulators to seek clarifications on application of Vietnam laws and regulations impacting the Bank as necessary

d. Teamwork:
• Coach/train direct reports and junior members of the team
• Supervise to ensure performance of the team meets expectation
• Share expertise and support other team members as required
Xem toàn bộ Mô Tả Công Việc

Yêu Cầu Công Việc

- At least 5 years of working experience in Compliance function in banking sector and/or finance sector
- Strong knowledge about banking products, services and operations
- Strong analytical skill to assess potential risks and design solutions for complex compliance issues;
- Fluent in both English and Vietnamese with excellent communication skills for interaction with local regulators and other internal/external stakeholders
- Good negotiation and influencing skills
- Good time and task management skills;
- Good leadership skills or experience in managing team

Preferred language for received applications: English

Education Required: Bachelor of Law, Bachelor of Banking/Finance/Business

Years of Experience Required: At least 5 years of working experience in Compliance function in banking sector and/or finance sector

Monthly Salary and Bonus Range (VND): Negotiation

Type of Position: Full time, contractor

Địa Điểm Làm Việc

Ho Chi Minh, Ho Chi Minh City, Vietnam

SUMITOMO MITSUI BANKING CORPORATION Ho Chi Minh City Branch
15th Floor, The Times Square Building, 22-36 Nguyen Hue Street, District 1, HCMC
Sumitomo Mitsui Banking Corporation (SMBC) is one of leading banks in Japan. SMBC provides a host of financial services including commercial and investment banking, credit-related services as well as investment advisory and securities services along with research, data processing, and management consulting.

SUMITOMO MITSUI BANKING CORPORATION Ho Chi Minh City Branch is currently seeking high caliber candidates to join us. A dynamic working environment, advancement opportunities, as well as competitive salary and benefits will be offered to successful candidates.
Quy mô công ty: 100-499
Tên người liên hệ: HR Department

Xem toàn bộ thông tin công ty
15th floor, The Times Square, 22-36 Nguyen Hue St., Dist.1, HCMC
100-499 nhân viên
HR Department
Chương trình THẠC SĨ QUẢN TRỊ & THƯƠNG MẠI - Chuyên ngành THƯƠNG MẠI QUỐC TẾ | ĐẠI HỌC THĂNG LONG | ĐẠI HỌC CÔTE D’AZUR (PHÁP)

Chương trình THẠC SĨ QUẢN TRỊ & THƯƠNG MẠI - Chuyên ngành THƯƠNG MẠI QUỐC TẾ | ĐẠI HỌC THĂNG LONG | ĐẠI HỌC CÔTE D’AZUR (PHÁP)

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