Assistant Vice President, ComplianceUrgent job

a. Compliance function
• Establish, maintain and supervise the implementation of compliance framework and systems in line with Head office and regulatory requirements
• Prepare/review compliance reporting, compliance risk assessment and compliance action plan;
• Implement compliance activities in line with approved plan; Oversee and monitor the implementation of compliance projects/programs and make revision to the program/projects;
• Provide advisory and reviews from compliance perspectives on products, services, initiatives, identifying legal and compliance risks associated in these products, services, initiatives and ensuring they are well addressed by relevant stakeholders.
• Provide oversight on implementation of compliance requirements, identify actual/potential compliance issues and work closely with relevant stakeholders until matters are properly resolved;
• Prepare training materials on regulatory compliance and Head Office Compliance and conduct training to staff as required;
• Review Compliance Manual and other policies, procedures of the Bank from compliance perspectives.
• Keep updated with new/changed/draft regulations and laws impacting the bank’s business and operations, summarize changes in regulations, its impact to the bank and communicate them to the impacted departments/stakeholders. Work with impacted departments on actions to be taken to address regulatory changes in a timely manner and follow up on implementation of regulatory changes
• Ensure regulatory requests are timely communicated to relevant departments/stakeholders and follow up to ensure they are attended by relevant departments/stakeholders

b. Corporate Governance tasks
• Prepare and submit application/dossier with SBV and/or other relevant regulatory bodies for licensing/approval and follow up for approval
• Update business registration for the bank on timely basis

c. Relationship with local regulator
• Develop and maintain good relationship with local authorities governing the bank’s activities
• Contact local regulators to seek clarifications on application of Vietnam laws and regulations impacting the Bank as necessary

d. Teamwork:
• Coach/train direct reports and junior members of the team
• Supervise to ensure performance of the team meets expectation
• Share expertise and support other team members as required