Compliance Assurance Manager

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Các Phúc Lợi Dành Cho Bạn

13th month salary & Competitive Bonus & 20 days of annual leave
Financial Support, Health care and Well-being programs for all staff and their family
Extensive training program

Mô Tả Công Việc

Support the Compliance Assurance Senior Manager in delivery of the followings:

- Planning: Conduct the review plan with risk-based approach to ensure the appropriate focus and coverage of compliance assurance activities.
- Review: Conduct the Compliance Reviews as per the Compliance Plan and perform spot check reviews including the preparation, fieldwork, exit meetings, and reporting to ensure the review objectives (TOR) are met and review outputs (reports) are complete and communicated to the business and Senior Management
- Reporting: Review and issue the compliance review reports and prepare any reporting relevant to Compliance Assurance includes tracking the progress of actionable items.
- Liaison: Follow up with 1st line on the implementation of the agreed actions plans.
Support the Compliance Assurance Senior Manager in delivery of the followings:
- Planning: Conduct the review and monitoring plan with risk-based approach to ensure the appropriate focus and coverage of compliance assurance activities.
- Review: Conduct the Sales Monitoring Program and Compliance Reviews as per the Compliance Plan; perform spot check reviews including the preparation, fieldwork, exit meetings, and reporting to ensure the review objectives (TOR) are met and review outputs (reports) are completed and communicated to the business and Senior Management.
- Compliance Assurance Training and Development: Provide technical training/coaching and support/monitor development plan for the staffs.
- Coordinate to prepare compliance information pack for various committees, e.g. Risk Committee, Audit Committee, etc.
- Support the Compliance Assurance Senior Manager and the Head of Compliance in monitoring, developing the team as well as in other matters related to compliance and other projects relevant to compliance function as required.
- Others: to be assigned by Compliance Assurance Senior Manager, Department Head and/or Company’s top management (if any).
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Yêu Cầu Công Việc

1. Qualification:
- Mandatory: Under-graduates in related areas (Auditing/Accounting/Banking/Economics or Commerce)
- Beneficiary: CPA Vietnam/ACCA (UK)/CPA (USA)/CIA is preferred

2. Experiences:
- At least 5-year experience in insurance or financial services industry.
- Internal Auditor experience is preferred.
- Good knowledge in the insurance/banking business.

3. Knowledge and skill set:
- Audit, analysis, reporting
- English proficiency in writing and presentation
- Highly developed influencing, negotiating, decision making and presentation skills

Địa Điểm Làm Việc

Thành phố Hồ Chí Minh, Việt Nam
Xem toàn bộ hồ sơ công ty

Established in London in 1848, Prudential Plc is one of the world’s leading retail financial service groups providing life insurance, financial services and asset management products across the United Kingdom, the United States and Asia for over 165 years. Since 1923, Prudential has enjoyed a rich and extensive history in Asia. Prudential now has operations in 14 Asian countries that comprise Malaysia, Singapore, Hong Kong, Thailand, Indonesia, Cambodia, the Philippines, India, Taiwan, Vietnam, China, Japan, Korea and UAE.

Showing appearance in Vietnam in 1995 and officially commencing operations in 1999 with the motto of “Always Listening. Always Understanding”, Prudential Vietnam has successfully been the pioneer of the life insurance sector with a wide range of products & new initiatives. The business system of Prudential Vietnam stretches nationwide with more than 300 customer care centers and branches located in 63 cities and provinces of Vietnam thanks to the cooperation with 07 partner banks.

Following the strategy from 2019 to 2021, in early 2019, Prudential launched new logo & motto ""Listening, Understanding, Delivering"". The new branding also reinforces the company’s customer-first commitment, focusing on human connections, simplicity and innovation.

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Level 25 - 37 Ton Duc Thang District 1, HCMC
1.000-4.999 nhân viên
CHƯƠNG TRÌNH TUYỂN SINH THẠC SĨ QUẢN TRỊ THƯƠNG MẠI QUỐC TẾ - ĐẠI HỌC CÔTE D’AZUR (PHÁP)

CHƯƠNG TRÌNH TUYỂN SINH THẠC SĨ QUẢN TRỊ THƯƠNG MẠI QUỐC TẾ - ĐẠI HỌC CÔTE D’AZUR (PHÁP)

360 giờ học linh động, phù hợp với học viên vừa học vừa làm.

Bằng được công nhận bởi Bộ GD&ĐT Việt Nam do Đại học Côte d’Azur (Pháp) cấp có giá trị toàn cầu.

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