Compliance Officer

With a vision to become a leading fund manager in Vietnam, UOBAM (Vietnam) is looking for a suitable candidate for the position of Compliance Officer. We reward employee performance, provide a professional and dynamic working environment and help you grow professionally with training and learning opportunities with our regional peers and external service providers.

• Assist in customer onboarding by performing KYC checks and collecting required documentation.

• Conduct periodic KYC reviews of existing customers based on risk ratings.

• Maintain and update AML registers (e.g., breach register, complaints register).

• Prepare monthly AML reports for internal committees and Group Compliance.

• Help ensure compliance with AML/CFT policies and regulatory guidelines.

• Help review investment restrictions and perform basic compliance checks.

• Support preparation and updating of compliance manuals and guidelines.

• Monitor staff personal trading activities to ensure adherence to internal policies and regulatory requirements.

• Other tasks as assigned by Head of Governance and Compliance.

• Bachelor’s degree in Law, Audit, Accounting, or related field.

• Experience in audit or compliance or AML is a plus. Fresh graduates with strong academic records are welcome.

• Eye for detail, resourceful, self disciplined and ability to work well under pressure.

• Good communication skills in Vietnamese and English.

• Proficient in Microsoft Office.