Legal and Compliance Assistant Manager

Legal function:
- Providing legal advices to other departments and Management in relation to banking law and other relevant laws;
- Drafting, reviewing, translating legal documents;
- Legal briefing and legal research;
- Communicating with and reporting to Head Office and/or local authorities where necessary;
- Handling of disputes and/or litigations when necessary; and

Compliance function:
- Establish, maintain and supervise the compliance framework and systems to be in line with Head Office and Legal regulatory requirements.
- Prepare compliance reports, compliance risk assessment, compliance action plan;
- Oversee and monitor the implementation of the compliance program/ projects;
- Conduct compliance trainings
- Summarize laws and regulations governing or relating to banking operations with acumen analysis of their impact on the bank’s business operation, and suggested action to be taken;
- Provide advice on compliance matters of the Bank;
- Follow up with other relevant departments of the bank on the implementation progress of local requirements and other compliance activities to ensure sound compliance by the whole bank;
- Deal with matters stipulated by local regulators, and issues detected or raised by internal and external auditors;