Legal & Compliance Manager, Public Bank Securities Vietnam Company Limited

The Legal & Compliance Manager will organize the implementation and be responsible for all activities of the Legal & Compliance Department, ensuring all business activities of the Company in compliance regulation of the Group and related laws.

• Evaluate, review and recommend of amendments to processes, procedures to ensure compliance with laws and regulatory agencies. Assess the relevance of regulations issued by the regulators and prioritize the procedures according to the level of risks;

• Legal due diligence for the signing of contracts of the company, legal assessment management for documents and services of the company’s business and operations;

• Review regulatory reports to ensure accuracy of data and timeliness of submission to regulators;

• Review the operations of other departments. Build a system of legal documents serving the company’s business activities and updating legal documents to the Departments;

• Circulation of the new issuance/updates of guidelines/act/rules and regulations to all departments for their evaluation for formulation of action plans to comply with the regulatory requirement;

• Implement and control all information disclosure documents according to regulations and related documents to the License to operate, and be the contact point to work with state management agencies;

• Participate in resolution of complaints, disputes, and other related matters of the company related to the operational aspects;

• Other tasks as assigned by the Board of Management.

• University degree or higher in law, finance, economics, business management, or related fields;

• Securities license issued by State Securities Commission;

• A minimum of 5 years’ experience in a similar capacity in a well-established securities or financial service companies;

• At least 3 years working experiences in a similar position with a proven track record;

• Good knowledge in commercial law, especially the law of contract, law on enterprises, law on investments and law on securities;

• Knowledge of, and experience in an operating environment of strong internal controls, and corporate governance;

• Excellent written and verbal communication in English and Vietnamese.