Supervisor, Compliance

The Supervisor, Compliance is responsible for ensuring the company's compliance with regulatory and internal regulations. This position requires an individual with high levels of organization, attention to detail, and knowledge of compliance requirements for Life Insurance.

1) Financial Crimes

• Ensure the company’s operations comply with Anti-Money Laundering (AML) laws and regulations by managing AML programs which include but are not limited to onboarding customer due diligence, customer risk classification, ongoing monitoring.

• Continuously enhance AML regulation and system to align with business demands.

• Monitor the execution of the Anti-Bribery and Corruption (ABC) policy and propose revision.

• Prepare reports as required.

2) Regulatory Compliance

• Assist Compliance Manager with monitoring and analysis relevant regulatory changes and ensure company policies and procedures meet regulatory requirements.

• Manage the implementation of new requirements as needed.

3) Compliance Monitoring Review

• Assist Compliance Manager with developing review plan, defining high-risk areas, and conducting the review by effectively dealing with in-scoped teams;

• Communicate with the management and teams about findings and mitigating action plan.

4) Other Daily Tasks

• Support the Data Privacy tasks.

• Plan, prepare and conduct training courses for agents and staff to enhance their awareness

• Respond to compliance-related inquiries.

• Collaborate with other teams on compliance concerns.

• Other tasks or initiatives assigned by Compliance Manager.

- Bachelor's degree in a relevant field (e.g. Business Administration, Legal, Auditing)

- Minimum of 3 years of experience in AML, compliance with a strong understanding of Life Insurance or financial services industry

- Strong communication and interpersonal skills

- Ability to work independently and as part of a team